Long-term engagement and local knowledge to maximise biodiversity impact

A good understanding of the environmental, social and economic challenges was ensured through over 20 years of work in the region. This was substituted with a set of assessments using the Restoration Opportunities Assessment Methodology (ROAM) and the InVEST tool to provide evidence of direct and co-benefits. The analysis of the environmental and economic benefits of different land-uses was conducted and informed the choice of agroforestry options. Local and traditional knowledge from the local Indigenous Q'eqchi' community was particularly valuable in agreeing the limits of identified trade-offs. Additionally, a manual of good practices for cocoa cultivation was prepared to build capacities of the local community on sustainable cocoa agroforestry farming. The development of an agricultural calendar for cocoa cultivation in northern Guatemala contributed to increased accountability and transparency of production chain processes.

Due to the longstanding presence of IUCN in the region, various studies on the status of ecosystems already existed. These served as a baseline to understand the positive outcomes for biodiversity of the NbS intervention. In addition, a key enabling condition for the NbS intervention was the formalisation of land tenure rights in the 1990s. The formalisation process involved local cocoa producers in the Lachuá Ecoregion.

The understanding and information generated through over 20 years of working in the region were key to identifying the relevant societal challenges and associated impacts on human wellbeing and proposing options acceptable in the specific social, economic and cultural context. Through the Nature-based Solution intervention, 303 hectares of monocrop areas were changed to cocoa agroforestry systems in areas of high value for conservation. Changes of land-use to agroforestry systems contributed to greenhouse gas emissions reductions of 9,320 tons of CO2e (1,864 tons of CO2e per year; 80 per cent increase in CO2e storage in terrestrial biomass, such as trees and roots, and 20 per cent in soils), erosion reduction between 33.8 and 107.7 tons per ha depending on land-use prior to cocoa agroforestry systems and sedimentation reduction between 0.03 to 4.6 tons per ha depending on land-use prior to cocoa agroforestry systems.

A robust business model considering the entire cocoa value chain

While the Nature-based Solution intervention focussed on changing land-uses towards good agricultural and manufacturing practices for cocoa agroforestry systems in the Lachuá Ecoregion, the project placed emphasis on developing strategies that cover the full cocoa value chain. This included production, processing, marketing, organisational capacities of local farmers and associations, support and involvement of technical assistance and services from key organisations as well as increased access to public and private funding mechanisms and investments. A financial and economic analysis was carried out as part of the project to develop a comprehensive business model for cocoa cultivation by community associations and Fundalachuá. The innovative business model relied on the creation of capacities and human capital for good agricultural and manufacturing practices, without large capital investments, infrastructure, equipment or supplies. Good governance and access to financing was ensured through producer associations, including first level organisations for storage and transport of products and second level organisations for marketing and technical assistance services to producers, including supporting the negotiation with international markets interested in high quality product.

Besides the agricultural sector, tourism and private sectors were involved throughout the project to facilitate the mainstreaming of good practices into business models. Actions at local level ensured tailored approaches to local circumstances, while actions at national level contributed to the mainstreaming of organisational and technical capacities across the region. Further, the National Strategy for the Cocoa Agro-chain positioned the cocoa produced in the international market value chain.

The development of a robust and agreed business model in partnership with relevant actors, not only secured the sustainability of the intervention, but also created new opportunities to enter national and international markets. It promoted traditional productive activity in the region through a paradigm shift in the way crops are managed (pruning, fertilisation, shade, etc.) and in how added value is created (grain fermentation and quality management). Due to the improved quality of the cocoa, it was possible to increase the price from USD 2.28 to USD 4.50 per kg. The business model created at least 315 permanent jobs (an increase by 289 percent in comparison to the baseline) and increased the average daily income per capita by 342 percent. It served as a source of guidance on what, how and when to produce, how to sell the product and how to finance activities. Besides business plans for increasing market access for cocoa products, the project also supported the identification of other sources of income, including through tourism.

IUCN
A robust business model considering the entire cocoa value chain
Long-term engagement and local knowledge to maximise biodiversity impact
Ensuring social inclusion and involvement of indigenous women and youth
Mid term review - management effectiveness assessment and capacity analysis

The mid term review examined the success of management plan in the middle of its implementation period. It reviewed the implementation progress of the action plan and the effectiveness of the outcomes. A detailed analysis of capacity for implementation and protected area management was carried out, as this would always be a major challenge. The analyses included extensive engagement with authorities and land managers, to gain open feedback. They provided feedback on the challenges and their resources, knowledge and experience, including where they fell short to achieve implementation. They also had the opportunity to suggest how we could better capacitate them for the remainder of the implementation period. 

1. Engaged authorities and land managers, who are open to giving clear feedback and self-assessment

2. Skilled staff or consultants to undertake review and engage well with authorities

The main lesson learned was that this process should have been undertaken to the same extent when developing the management plan, to make it more realistic. 

Financial support to transition to flood-based agriculture

Several cost-benefit analyses provided insights into the main trade-offs between different agricultural systems. To compensate farmers for conserving and restoring ecosystem services of the floodplains, they received support to cover the costs of the transition to flood-based agriculture and resist pressures to convert additional low dyke areas into closed control zones with high dykes that would exclude the land from flooding. In some areas a hybrid model was used, with low dykes controlling the timing of flood arrival/recession to support double-cropping and flood-based cropping (instead of the traditional third rice crop). In the case of lotus farming systems, flood-based agriculture enabled diversification of activities, including fish raising, ecotourism and recreational opportunities.

A feasibility study revealed that several hundred thousand farmers and a number of downstream towns would benefit financially from flooding if seasonal flood-based agriculture were applied. In addition, cost-benefit analyses were carried out on the profitability of flood-based crops and the cropping system as a whole in comparison to mono-rice cropping.

In the future, value chains, especially for rice production, will need to be considered in more detail to support the new flood-based agriculture model and gain support from rice exporters. Consideration of the value chain would ensure the economic feasibility of the flood-based livlihood model and provide an incentive for its uptake. Through consultations and analysis of lessons learned, market access and a lack of value chain development were identified as the greatest challenges for scaling up flood-based agriculture. This is already taken into account in the design of a future Green Climate Fund project.

Enhancing collaboration between various projects to increase impact at scale

The design of the intervention recognised the challenges across the Mekong Delta, which were also captured in the 2013 Mekong Delta Plan. The Nature-based Solution intervention strategically addressed knowledge gaps, capacity needs of farmers and regional planning challenges, working collaboratively with other similar initiatives. The intervention responded to interactions between the environment and society in terms of improving livelihoods through flood-based agriculture. While initial IUCN pilot interventions remained limited and small-scale, collaboration across similar projects and recent policy developments currently support the development of a large-scale intervention across the 1.4 million ha of the Upper Mekong Delta floodplain.

Lessons learned from the IUCN pilots and experiences from other similar initiatives are shared regularly at the Mekong Delta Development Partners Working Group and Annual Mekong Delta Forums. Further, the emerging interest from academia in flood-based agriculture is already producing relevant data and information and enhancing collaboration and partnerships.

A hybrid system of flood-based agriculture with some flooding control system of low dykes could help manage risks of early/heavy floods and droughts. The highest potential lies in the closed flood zones with high dykes through the opening of sluices during seasonal floods to restore the flood retention area. However, existing projects have not yet addressed this potential. This demonstrates that for Nature-based Solution interventions to achieve positive impacts at scale, small-scale (often focussed on pilots), project-based and time-bound interventions are not sufficient to address complex societal challenges. Nevertheless, partnerships between related interventions in the region contributed to institutional and policy development as well as supported greater cross-sectoral coordination. In addition, an IUCN-led Green Climate Fund proposal is under preparation to increase uptake, ensure continuity of efforts and to address transboundary challenges.

IUCN
Building the intervention around supportive legal and policy frameworks
Enhancing collaboration between various projects to increase impact at scale
Financial support to transition to flood-based agriculture
IUCN
Building the intervention around supportive legal and policy frameworks
Enhancing collaboration between various projects to increase impact at scale
Financial support to transition to flood-based agriculture
Technology

The PODD Platform is the disease surveillance software powering PODD including a mobile app, outbreak manager, and API.

 

Disease data is collected into decentralized repositories owned and managed by local health and government officials via the PODD Manager. They are able to run reports and analyze the real-time data coming in from farms. When enough cases of sick animals with similar characteristics are reported within a defined radius, PODD Manager triggers the following actions:

  1. Automated alerts are sent to local health authorities who manage the reported area.

  2. Preliminary guidance is automatically delivered to the volunteer, instructing them to quarantine the animal and disinfect the surrounding areas. 

  3. The local officials will then communicate directly with the livestock owner via a chat feature within PODD Manager and dispatch a local response team, if necessary. 

  4. Local responders collect lab samples and work with community members on preventative or outbreak control measures.

  5. All activity tracking and case outcomes are recorded in PODD Manager for historical case reporting.

What makes the PODD technology innovative is that it brings the public back into public health. PODD is open source — 100% free to copy & use and globally accessible to anyone with an internet connection.

The PODD app is easy to use even for rural users who have never owned a mobile phone, however some basic training on digital literacy, such as how to take clear photos, is still recommended.

Government

The participation of “disease detectives” powers digital disease surveillance systems for local governments by better equipping them with relevant and timely data. Local health authorities can monitor the status of sick animals in real-time from their offices as farmers take pictures and upload them to the PODD system.

Without government buy-in, data is just unactionable information. Indeed, national governments benefit as PODD adds surveillance capacities previously unavailable to them. Ministries of agriculture and public health have access to granular local data, which helps to improve understanding of disease trends, burden of disease, and inform allocation of (sometimes scarce) national resources for disease control.

  • Local governments also report feeling empowered to solve problems themselves, which makes them more engaged in finding solutions.
  • In the first 3 months after launching PODD, more abnormal health events were reported than the entire previous year – which means that most animal illnesses and deaths were never reported in previous years.