Promoting climate-resilient natural resource-based economy and businesses

The project increases the generation of ecosystem goods and services and promotes the establishment of commercially viable natural resource-based businesses managed by local communities. To establish such businesses, the project conducted a baseline study including an assignment on the Economics and Market Analysis for establishing financially viable natural resource-based businesses in the Gambia. The report proposed 7 potential business portfolios and defined the financial implications of these natural resource-based businesses for the contributions to the National Forest Fund (NFF) through a detailed discounted cash flow analysis. One such activity to facilitate the establishment of these businesses was the introduction of bee-fodder tree species to support bee farming in the community-owned forests and community-protected areas (CPAs).

 

The project also facilitated the integration of the EbA approach and natural resource-based businesses into existing government plans and activities and demonstrated and quantified their commercial viability to promote further investment by the government and the private sector beyond the project implementation period.

Access to enough natural resources is important and requires, if not available, restoration and related activities to ensure availability.

 

Enough funding is key to build the required infrastructure and start the business.

 

For the businesses to be economically viable and attractive for local people, they need to stem from participatory processes and answer community needs. Technical guidance and training to the population can support the process.

 

Having support from the government and environmental agencies is helpful.

Providing capital only is not enough to develop successful natural resource-based enterprises. A more holistic, capacity development approach is needed. To achieve sustainability and impact, it is crucial to adopt participatory approaches to incentivize community members to take part in the activities.

 

The importance of implementing natural resource-based businesses through suitable business models implies the development of a business culture along the value chains of forest products to facilitate value addition and link producers and vendors to input and output markets. This requires:

 

  1. Developing appropriate institutional arrangements to extend credit to actors in the Small and Medium Forest Enterprises (SMFEs); create awareness among value chain actors of appropriate financial sources, and establish credit guarantee schemes for producers and cooperative organizations.
  2. Developing and improving the knowledge of market information systems and quality control measures and standards.
  3. Strengthening community-based organizations of SMFEs to access services and facilitate their partnership with private sector entities.
Adopting mitigation measures to reduce the impact of climate risks

Based on the results of baseline studies that determined climatic risks, different ecosystem-based adaptation and mitigation measures were identified and individual farmers and community-based organizations were incentivized to lead the various activities through diverse training (led by World Agroforestry (ICRAF)); including:

  1. The establishment of a two-meter-wide fire belt around all preferred mother trees, large trees within a forest that act as centralized hubs, supporting communication and nutrient exchange amongst trees.
  2. Farmer-managed tree growing approach, named Zai Pits, half-moon planting pits, which farmers create in the hardpan soil using hand tools or plows and animals. These act as micro-water catchments, holding about four times the amount of water that normally runs off the land but also compost, thereby increasing production.
  3. Adding water-buffering vegetation around the runoff water collection reservoir to reduce wind flow over the reservoir and thus reduce evaporation from the system. The system also facilitates reduction in runoff and enhances groundwater recharge through infiltration.
  4. Rainwater harvesting, storage, and distribution techniques were implemented to support the restoration efforts and overcome the shortage in water resources due to extreme weather conditions and low rainfall.

It is crucial to conduct baseline studies to determine the climatic risks, and then select adequate adaptation and mitigation measures, in light of local specificities. To choose the most appropriate and effective measures, access to enough knowledge from national and local sources (indigenous communities, national institutes, and ministries, local NGOs, etc) is key, and enough financial resources, human resources, and time should be allocated to the implementation of these measures.

  • By applying the correct planting or restoration method, such as assisted natural regeneration and having adequate access to resources, the survival rate went from 10-48% to almost 95% after three months of planting. Now these measures are being replicated in other community-owned forests and community-protected areas (CPAs). 
  • Constraints, other than genetic and/or climatic, should be carefully explored and addressed to increase the survival rate of seedlings (e.g., bushfire, water shortage, grazing by wild and/or domestic animals including those coming through seasonal transhumance, etc)
  • In certain regions, there is only a short rainy season. Seedlings that are planted late in the rainy season can therefore struggle to survive the long season and the heat.  
  • To increase the survival of the seedlings, measures such as the establishment of a fire-belt, or the use of water-buffering vegetation, might be required.
  • The adoption of farmer-managed tree growing approaches and the establishment of rainwater harvesting structures at the project sites might be necessary for an effective large-scale restoration.
UN Environment Programme (UNEP)
Constructing new plant nurseries and genes banks
Adopting mitigation measures to reduce the impact of climate risks
Promoting climate-resilient natural resource-based economy and businesses
UN Environment Programme (UNEP)
Constructing new plant nurseries and genes banks
Adopting mitigation measures to reduce the impact of climate risks
Promoting climate-resilient natural resource-based economy and businesses
Developing guidance products for policymakers and practitioners

To support policymakers and practitioners in integrating CCA and EbA into planning and implementation processes, we are developing a series of guidance products which includes:

 

  • a ‘River Basin Master Plan Process Toolbox’ which is a compilation of relevant concepts and tools to help run and facilitate effective and participatory processes, for example in meetings and workshops, for RBMP development and project planning in the context of climate-sensitive IWRM and EbA in river basins.
  • an ‘EbA Guidebook’ which will be a guiding material for training Thai professionals in the water and other related sectors on Ecosystem-based Adaptation. In developing this guidebook, a series of workshops and on-the-job trainings are organized to ensure that practitioners are familiar with the concepts and able to integrate EbA into planning and management processes in river basins.
  • an ‘EbA Code of Practice’ (EbA CoP) which is being developed in parallel to the Guidebook, is an essential part to support the implementation of EbA solutions on the ground. It offers blueprints of different EbA options and provides technical guidance on aspects such as design principles and cost-benefit analyses to practitioners and engineers in the Thai water sector.

A growing number of publicly available publications on climate change adaptation in the water sector and on EbA allows for a rich pool of scientific and evidence-based information to draw on and to tailor to the Thai water sector context for the development of trainings, knowledge products and consultations with Thai water sector partners.

Developing context-specific guidance products for policymakers and practitioners, accompanied by on-the-job trainings, is key to enhance knowledge on different aspects of EbA and help enable policymakers and practitioners to make informed decisions, which in turn increase the chances for uptake of EbA.

Engaging stakeholders for enhancing collaboration and creating ownership

To foster multi-level and cross-sectoral collaborations and create ownership in river basin management, an inclusive and multi-stakeholder approach was fostered to effectively address water-related climate risks on the ground. This includes working closely with public agencies across sectors at both national and sub-national levels, experts, and local water users.

 

These relevant agencies include, for example, the Office of National Water Resources (ONWR), the Royal Irrigation Department (RID), Department of Water Resources (DWR), Department of Public Works and Town & Country Planning (DPT), and Department of Disaster Prevention and Mitigation (DDPM).

 

The Capacity Development Programme is a good opportunity and platform for government officers, water users, and local communities to contribute to the development of climate-sensitive water management at the river basin scale. With this training course, participants are able to understand and apply relevant tools for climate-resilient and sustainable water resources management that respond to the needs of local people in the context of climate change.

 

In addition, there is ongoing cooperation with universities and international experts that feeds up-to-date research and international best practices into the work on EbA in Thailand. 

  • The Water Resources Act calls for closer cooperation among stakeholders, emphasizes participatory approaches and defines a stronger role for RBCs.
  • Community leaders are open for different approaches to mitigate flood and drought risks. Integrating local knowledge into the planning process is an important factor for identifying suitable measures in a local context and fostering community ownership. 
  • Communities could favor small-scale green solutions in line with Thailand’s Sufficiency Economy Philosophy that uses local resources and know-how.

As the implementation focuses on river basin management through the engagement with River Basin Committees which comprise representatives from different interest groups (civil society, academia, government), it enables the introduction of EbA to the water sector and supports the acceptance and ownership of the approach.

Capacity Development Programme (CDP) on Cooperation Management for climate-sensitive Integrated Water Resource Management (IWRM) and EbA

Thailand’s Water Resources Act that came into effect in 2019 enhanced the roles of the River Basin Committees (RBCs) in Thailand’s 22 river basins. The RBCs – consisting of representatives from different agencies and sectors, water user organizations representing civil society and the private sector – are now the key actors in the multi-stakeholder development of the River Basin Master Plans (RBMPs).

 

Subsequently, ONWR and GIZ developed a comprehensive Capacity Development Programme (CDP) aiming to strengthen the technical and institutional capacity of the RBCs to develop “climate-sensitive River Basin Master Plans”, that include adaptation to climate change and EbA as guiding principles.

 

The CDP focuses on two main aspects: capacity building on (1) Climate Risk and Vulnerability Assessments and integrating the EbA planning cycle in the RBMP development and (2) “Management and Planning Process Facilitation” which aims to strengthen the management and communication know-how and skills for key stakeholders in the RBMP process based on a participatory approach.

 

To maintain and extend this know-how, the CDP also supports the development of a trainer/facilitator pool and Training-of-Trainer activities that strengthen key skill sets in the RBMP development.

  • Support from the National Water Resources Committee (NWRC) encouraging water-related agencies to ensure participation in the CDP.
     
  • Building on previous international cooperation that took first steps to introduce EbA, government officials and local stakeholders voiced interest to attain further information and know-how.
     
  • Calls to complement large infrastructure water management with nature-based and small-scale solutions as well as increasingly manifesting impacts of climate change led the national water agency to consider new solutions more actively.

It is expected that after the complete implementation of this solution, the overall technical knowledge and skills as well as enhanced processes for EbA selection, design and implementation will have been strengthened for relevant personnel and organizations. This will significantly help equip the RBCs, the key planning body in multi-stakeholder river basin processes, with required knowledges and skills to develop climates-sensitive RBMP which will lead to enhanced sustainable management of water in Thailand.

Integration of climate change adaptation and EbA into the water policy framework

Mainstreaming climate change adaptation (CCA) and EbA into water policies and plans is central for climate resilience in the Thai water sector. The key to this was the strengthening of inter-agency cooperation between ONWR and ONEP, the lead agencies on water and on climate change. Efforts to enhance mainstreaming and cross-sectoral cooperation included:

  • Enhancing understanding on Thailand’s climate policy framework as well as on the topic of CCA in the water sector as a basis for EbA through policy dialogues and informal exchanges between ONEP and ONWR as well as with water-related agencies.
  • Developing a rapid self-assessment tool (‘5 Dimension Framework’) to help water policy makers identify current levels and possible areas for further mainstreaming of CCA and EbA. 
  • Developing policy recommendations in a policy brief series to enhance understanding of the needs and benefits of integrating adaptation in the water sector and making EbA as an essential pillar for sustainable and climate-sensitive water management.

Developing a national guideline for the development of climate-sensitive River Basin Master Plans (RBMPs) integrating climate change aspects including EbA, Monitoring & Evaluation (M&E), and climate finance options into the planning process that takes place in 5-year intervals in Thailand’s 22 river basins.

  • A high-level Policy Dialogue between ONWR and ONEP, the lead agencies on water and climate change, emphasised the need for cross-agency and multi-level collaboration to drive Thailand’s climate-resilient water resources management.
     
  • Extreme drought during 2019/2020 together with an increasing number of floods due to heavy rainfalls in the wet season put adaptation high on the political agenda and provided a window of opportunity to raise the water sector’s awareness on the need to integrate climate adaptation and complement water management with EbA solutions.
  • Alignment of policies and plans on water resources management and climate change is a key basis for ensuring that the climate-sensitive water resources management will be in an integrated manner and go in the same direction.
     
  • Providing a platform to exchange and emphasize the need for cross-agency and multi-level collaboration helps to enhance the integration of climate change adaptation and EbA into the water policy framework.
GIZ Thailand
Integration of climate change adaptation and EbA into the water policy framework
Capacity Development Programme (CDP) on Cooperation Management for climate-sensitive Integrated Water Resource Management (IWRM) and EbA
Engaging stakeholders for enhancing collaboration and creating ownership
Developing guidance products for policymakers and practitioners
Community resource governance in support of protected area and landscape planning (top-down/bottom-up synergy)

MEP used Mali’s decentralisation legislation to create, with local people, a model of “elephant-centred” CBNRM. This legislation performed a vital enabling function that resulted in a model of resource governance at the village and commune levels, that was enshrined in local and commune conventions, as well as the commune socio-economic development plans. The MEP then worked with government to further reinforce these systems by drafting new legislation that created a new protected area covering the whole of the elephant migration route using a biosphere model which supported the community conventions. The aim was to give a mandate to the government foresters to be able to support local communities in the enforcement of their conventions if need be, thereby strengthening the community systems. This aligns government and community interests to mutually reinforce each other and provide a cost-effective approach to reserve management. This top-down approach complements the bottom-up approach of community engagement.

The model of “Elephant-centred” CBNRM that had been devised.

The importance of enabling legislation to catalyse grass-roots empowerment.

 

The need for a neutral “facilitation” agency to bring the different parts of the community together.

 

The speed of the process of creating new legislation is lengthy and depends on the degree to which government partners are engaged and championing the initiative, however NGOs can provide technical support and reminders to generate forward motion.