Income diversification

First, communities identify prospective livelihood options. Discussion and agreement then takes place among the community on priorities that are sustainable and therefore correspond best to the community’s management capacities. Training is provided to build additional capacity for the identified livelihoods to ensure sustainability, and resources are provided to operationalize alternative livelihood options. Continuous mentoring helps ensure success.

  • Active support, buy-in and commitment from the community.
  • Technical support to ensure funding for development of income alternatives.
  • Technical support for capacity building.

Ecosystem-based approaches should inherently incorporate alternative sustainable livelihood packages that highlight the value of conserving ecosystems. Benefits should respond to immediate livelihood needs to encourage active community engagement. To be effective, community capacity building should be continuous and regularly updated to provide access, knowledge and skills of relevant innovations and new technologies. The nomination of a champion, or champions, helps promote the initiative and encourages more community members and organisations to engage.

Community trainings and mentoring

Skills and knowledge needs of the target community are identified for mangrove rehabilitation and management, and alternative livelihood development. Trainings and mentoring activities are organized and developed to strengthen the capacities of communities in the required aspects of the project. These include, but are not limited to, organizational and enterprise development, mangrove and financial management. Furthermore, the capacity building activities are opportunities to communicate more clearly the project and raise awareness of target community.

  • A strong community organization that is willing to engage in the project;
  • Technical support for capacity building from various organizations and institutions.
  • Role of women in the community.

It is important that the community has buy-in and ownership of the project. Understanding the project’s concept and agreement with its mechanisms is a key to success. To ensure smooth project planning and implementation, a clear leveling off of expectations between communities, local government and service providers, such as Conservation International, with regards to details and mechanisms should be established from the beginning. Women function as key agents of change in community natural resource management, innovation, fishing and care giving. Thus, women’s key role for climate change and ecosystem based adaptation should be carefully considered. In case of Solonay, most of the active participants are women.

Vulnerability assessment

Suitable sites are identified and prioritized based on the potential of successful mangrove rehabilitation to reduce vulnerability in the face of climate change. In the case of Silonay, mangrove rehabilitation was identified as a solution to storm surge vulnerability.

  • Existence of remaining mangrove areas;
  • Technical know-how and funding from NGO partners;
  • Community and local government awareness of ecosystem services benefits of mangroves and other marine resources.

People who benefit from the habitats, species and sites (and the services they provide) should be involved in managing them and making decisions about the project. Vulnerability assessments should be done at both, the municipal and village level. Results of vulnerability assessments should be disseminated to key local and national policy makers and local chief executives and community leaders so they can take action to address key vulnerabilities.

Ecosystem-based Spatial Analysis and Planning
Ecosystem functions and services of all relevant coastal and marine systems have been identified by various experts. Environmental and socio-economic profiles of the area were analyzed and spatially projected into thematic maps. Ecosystem-based management was applied in the process to integrate land, coastal and marine systems. Areas for economic activities as well as protected zones for coral reefs, mangroves and estuaries have been defined as a result of this process.
• sufficient and sustainable funding and commitments from government and parliament
The integration of both land and marine spatial planning can only be achieved if the principles of ICM and ecosystem based management are well understood by governmental officers, parliament members and local communities. However, it takes much longer than originally thought to approach the local government, and to convince local people and parliament members of the benefits.
A. Damar
Integrated Spatial Plan.
A. Damar
Multi-sectorial Stakeholder Committee
In the Bontang City area, intensive economic activities in the coastal zone include human settlements, power plants, oil and gas industries, ports, aquaculture, marine transportation, fisheries and tourism. In the committee, key persons from all stakeholder groups were selected based on willingness to cooperate and openness to new experiences. Together with a group of enthusiastic mid-level governmental staff, they participated in a series of meetings and discussions to address spatial conflicts of economic use and environmental protection.
• Interested and available local government members, part of them had been trained in Integrated Coastal Zone Management, being aware of the problems • Support from Bontang City Major • Good communication between private sector and government • NGO in the area • Continuous support from local people and local government to the process
- The role of Champion (in this case major and head of local government development agency) is very important in the success of this process and implementation - Good coordination and communication among the involved stakeholders are very crucial. Private sectors, local people, NGO, local government and local parliaments are the key stakeholders.. - Local parliament roles are very important, especially during the process of legal adoption of this spatial planning into a legalized-binding document and regulation. - Adoption process into legalized document of spatial planning is very important step to be a starting point of the implementation of this spatial planning.
Capacity Building of Stakeholders

SPC offers a number of regional and local training and capacity building programmes for national and state government officials as well as community representatives. These teach management and specific skills at all levels of expertise. This process supports the sustainability of CEAFM.

  • Assess the willingness of the political counterparts to accept “outside” support and ability to sustainably implement and follow up the gained know-how during the training.

It is very often difficult to guarantee that the officers trained actually stay in their jobs for a sufficient timeframe to actually be able to implement the skills gained during the trainings. Therefore it is advisable to include a more systemic approach that includes e.g. institutional capacity building in the respective agency.

Fish Aggregating Devices (FADs)

FADs attract pelagic fish to a certain offshore area and therefore facilitate offshore fisheries, and at the same time alleviate fishing pressure on inshore areas like coral reefs and provide alternative livelihoods for the local community. Its implementation includes the following activities: • Community training on FADs construction, management, deployment, maintenance and fishing methods; • Ongoing FADs monitoring and data collection to evaluate social and economic benefits of FADs; • Stockpiling materials for repair, maintenance and new deployments of FADs.

  • The Community Coastal Fisheries Management Plan has to be agreed by the respective community and by all relevant stakeholders before any discussion on FADs can take place.
  • FADs are only one of many options of management actions and should be communicated to the community as exactly that.
  • The deployment of FADs always has to be combined with a monitoring and evaluation program to be able to adjust and follow up the project implementation process.

It is often difficult to sufficiently link the FADs deployment and evaluation with ongoing monitoring programs e.g. from conservation NGOs on impacts to existing MPAs. But this is crucial to actually assess the impacts and expected changes in the use and management of coastal resources.

Community Management Plans

Communities analyse their fishing practices and develop community-owned plans to introduce appropriate actions and conservation measures. This is supported by awareness raising programs as well as technical advice. The strategy is based on 3 principles; maximum participation, motivation rather than education and demand-based process. Communities should be convinced that they have the primary responsibility to manage their own marine environment and not the government.

  • Keeping the process simple
  • Respect local customs and protocols
  • Provide motivation
  • Make use of traditional knowledge
  • Use science to support community objectives
  • Adopt a precautionary approach
  • Suggest alternatives to the over-exploitation of resources

Local knowledge has often been underestimated however; most communities have an acute awareness of, and concern for their marine environment. These views should be considered when developing management undertakings. The success of community consultations depend on the facilitators. Facilitators should be equipped with the appropriate skills such as cultural, traditional, confident, encouraging individuals to give their opinion and good listeners than teachers. Facilitators should never dominate discussions or express their opinions – neutrality is of key importance. Awareness materials and programmes should consider its target audience, how it is delivered and who the message is aimed. Sometimes messages are defensive when interpreting the local situation. Community has ownership or assumed control over the managed area or fishery.

Local Site Implementing Teams

The community engagement and behavior adoption campaigns were co-developed and implemented by teams based in the communities.  They were usually composed of staff from the local government unit and local community leaders, like fisher leaders or organizers.  They were the ones that received the training and provided with the tools and resources.  They adapted the strategies to suit their own context, came up with execution ideas, and rolled out the activities.

Official designation by the local chief executive (mayor) • Representation from stakeholders other than the local government • Credibility and standing in the community

Best to have a team of at least three, so that the work does not become overwhelming, and so diverse talents and interests are available to the team.   The ideal mix has someone who is well-embedded in government, who can secure approvals and budgets, someone who is creative and able to use basic tools for design, and someone who is well-accepted by the community who knows how to engage and facilitate.  They should all know how to mobilize volunteers, and have some basic skills in project management.

Tools and Resources

During their training, campaign teams are exposed to a wide range of tools and resources that they can use to develop and implement their Community Engagement and Behavior  Adoption campaigns. These include a simplified framework for behavior change which covers the strategic levers and tactics that can be applied, tools to spark discussions on MPAs and fisheries, such as a Fishing Game and picture cards, worksheets for campaign planning, and templates for social marketing collaterals that can just be adapted for local use.

Materials are developed following a user-centered design process so they are easy-to-use • Tools are prototyped, tested and updated regularly • Users are given leeway to adapt most of the tools to accommodate local context

The goal is to provide campaign teams with enough resources and inspiration so that they can run campaigns themselves.  The tools themselves do not need to be perfect, as they will always be used in different ways.  As long as the basic concepts and outcomes of an activity are clear, teams can take the guidance and make it their own.