Transboundary management options and external factors
Working with the coaches, the park authorities identify a list of factors that have strong potential influence on the ultimate objectives and that are at least partly beyond the control of park staff. They then narrow down the external factors to a focal set that has a high degree uncertainty about their magnitude and effects on the ultimate objectives. Next, park authorities develop two alternative scenarios representing possible future trajectories for the external factors. A status quo scenario assumes that system dynamics (i.e., external factors along with their impacts and effectiveness of management activities for achieving objectives) will follow the most likely future trajectory. An optimistic scenario assumes that system dynamics are more favorable than expected for achieving the objectives. To keep the participatory decision analysis feasible, additional scenarios (e.g., pessimistic) may be documented for future analyses. After listing possible management activities, park authorities independently assign a percent allocation toward each activity in a way they believe will most likely achieve the objectives under each scenario for external factors.
Initial lists of external factors and management activities were provided independently to ensure that no one park authority drives the final selection. During a workshop the core team developed a comprehensive influence diagram representing hypotheses about how ultimate objectives are influenced by management activities, resulting in a list of 9 possible activities. Joint discussions about percent allocations among activities led to adjustments to better reflect management realities.
The core team identified two external factors for inclusion in the decision analysis: 1) Agreement by Alpine countries in common politics concerning large carnivores. 2) Perceived level of competence of protected areas from perspective of stakeholders, allowing for their acceptance of carrying out park management activities and associated outcomes related to bear management. Eight of 10 respondents to the stakeholder-workshop questionnaire indicated that the external factors and possible management activities were clearly understood, although some suggestions were given to consider: 1) changes in stakeholder perceptions of large carnivores; 2) bear management in other parts of the population; 3) economic conditions for sheep breeding; 4) hunters lobbying for an open bear season; 5) adequate prevention tools for mountain pastures; 6) bear-related ecotourism should account for differences between parks in accessibility for tourists.
Modelling transboundary consequences and trade-offs
Through workshops and conference calls, the core team develops a concise influence diagram that represents the key hypothesized relationships between the possible actions, external factors, and ultimate objectives. The coaches use this diagram as a conceptual basis when developing a Bayesian decision network, which allows for assigning stakeholder values and probabilities within the influence diagram. The Bayesian decision network therefore provides a visualization of the quantitative decision model. Within another workshop setting that includes the 8 representative stakeholders and up to 2 experts, the coaches ask each participant to individually provide numerical inputs for the model. There are two types of questions for the elicitation on a scale from 0 to 100%: 1) percent chance that a given external factor or ultimate objective will follow a particular trajectory while accounting other external factors and allocation options; 2) percent satisfaction with each possible combination of outcomes for the three ultimate objectives. During a following discussion, stakeholders agree on set of predictions and satisfaction scores to represent the averages among participants in the decision analysis.
Face-to-face interactions among core team members are essential for developing and filling in the decision model, considering that many participants are not accustomed to modeling. Reducing categories per variable in the Bayesian decision network to 2-3 ensures that the analysis is feasible. Conducting the analysis requires expertise in workshop facilitation, elicitation of quantitative inputs from stakeholders, multi-criteria decision analysis, and Bayesian belief networks.
For transparency it is useful to have two versions of the influence diagram: a comprehensive one representing all hypothesized relationships and a concise one representing only the relationships with a high degree of uncertainty and relevance to the decision. To ensure understanding of the elicitation, coaches should provide participants background information and a written guide for providing their independent inputs for the analysis. It is essential that participants provide their inputs individually to avoid a subset of participants driving the outcome of the analysis. The coaches should inform participants that the model inputs only represent perspectives of participants at the workshop and that a forthcoming sensitivity analysis can guide future modeling and estimation work. Participants are more motivated to provide quantitative inputs for the BDN when they are informed that it provides a visual and quantitative justification for how the recommended decision is determined.
Determining & implementing transboundary resource allocation
The recommended allocation option is defined as the one with the greater expected stakeholder satisfaction, which is calculated based on inputs and structure of the Bayesian decision network. Recognizing uncertainties about elicited predictions and satisfaction levels, analysts conduct a sensitivity analysis explore whether the recommended allocation changes depending on the set of inputs used for the analysis. In particular, they run the analysis twice: once using the averaged inputs and then a second time based only the input (from the individual) for each variable that is most favorable for the opposing allocation option (i.e., the option with the lower expected satisfaction under the averaged inputs). If the recommendation changes following the second model run, then the analysts use results from both model runs to calculate the expected value of perfect information. This calculation represents the expected percent increase in satisfaction if the uncertainties about the variables and relationships in the model are fully resolved through further research. This provides a way to check the robustness of the recommended allocation to uncertainty and can lead to recommendations for further research to improve decision-making.
Conducting the sensitivity analysis requires expertise in multi-criteria decision analysis, Bayesian belief networks, and calculating the expected value of perfect information.
Using averaged inputs, expected satisfaction with the optimistic allocation option was 11% greater than the status-quo allocation. Some participants indicated that local farmers and agriculture interests were poorly represented at the workshop. When using only those inputs from the agricultural representative at the workshop, the optimistic allocation remained the preferred option by 10%. The status-quo allocation only became preferred when status-quo favourable inputs were used for at least two of the three ultimate objectives. This indicates that if more evidence becomes available that supports the inputs that favour the status-quo allocation, then this could change the recommendation to following the status-quo. If uncertainty about management effectiveness is completely resolved through additional information, expected satisfaction could increase by up to 5%. This is the maximum expected value of conducting further research to inform the decision model.
GBRMPA
Multi-layered management ‘tools’ (spatial and temporal)
Ecosystem based management: thinking outside the (marine) box
Sharing assets & responsibility for better field management
Identifying MPA boundaries in the field
Technological aids to assist marine management
Integrated compliance activities in the GBR
Technological aids to assist marine management
Effective management in the marine realm can be greatly assisted by various technological aids; examples include: • Global Positioning System (GPS) - a satellite navigation system accessible to anyone with a GPS receiver (including most cell phones). Provided there is unobstructed access to four or more GPS satellites, a GPS will provide three-dimensional position, velocity and time anywhere on Earth. • Vessel Monitoring System (VMS) - an electronic tracking system used by regulatory agencies to monitor the activities of commercial fishing vessels. VMS can play important roles in fisheries management, including the prevention of illegal fishing and protecting the marine environment. VMS requires a GPS on the vessel and communication between the vessel and shore, usually via satellite. It has wider applications (e.g. collision avoidance) and may be used to monitor vessels up to 200 nm from the coast of most countries. • Automatic Identification System (AIS) - a radio broadcasting system enabling AIS equipped ships and shore stations to identify and locate ship’s positions, course and speed. Vessel traffic services (VTS) uses AIS to monitor vessels in ports, busy waterways and inshore waters, primarily for safety and efficiency.
• A GPS may be portable, relatively low cost, generally reliable, rarely influenced by weather and fairly accurate. Differential GPS facilities, however, do provide greater accuracy for the marine enforcement. • GPS satellites are regularly updated by the various operating governments. • The cost to access VMS data varies according to the functionality of the system; the greater the functionality, the more expensive the equipment and data links.
1. MPA managers should seek to augment their field capacity by utilising such technological aids as GPS and/or VMS, particularly as such aids can help to capture and accurately locate observations, heighten intelligence gathering and compliance, and assist in the efficient deployment of vessels based patrols. 2. While a GPS unit may be useful for enforcement in an MPA, a GPS being used in the offshore marine environment needs to be routinely ground-truthed against a known calibrated fixture to ensure accuracy. 3. Sometimes GPS signals are not accurate (interference in the marine realm includes extreme atmospheric conditions and geomagnetic storms). However if differential GPS facilities are available using a network of radio beacons, they provide greater accuracy. 4. A GPS can fail (e.g. if battery powered), or users can, at any given time, be denied access to the system (i.e. satellites shut down), so always carry a backup map and compass.
Identifying MPA boundaries in the field
The boundaries of an MPA (or zones within an MPA) should be identifiable while on the water. Traditionally, inshore MPA boundaries were referenced to some obvious natural feature or by using a distance from a feature like the shoreline. In some instances, physical demarcation of marine boundaries has occurred using fixed markers on the land or floating marker buoys, but there are significant costs to install and maintain such infrastructure. For deepwater, open-ocean conditions or for large MPAs the placement of marker buoys is extremely difficult, if not impossible, and the cost is prohibitive. For these reasons, MPA managers delineate such offshore boundaries using GPS coordinates (see Resources for Coordinate-based zone boundaries). Experience has shown that submerged features (e.g. depth contours, reefs, banks, shipwrecks, etc) may be hard to identify so should not be used for marine boundaries. Florida Keys National Marine Sanctuary has considerable experience with installing offshore infrastructure for marine boundaries; FKNMS staff have installed >100 yellow boundary buoys marking marine zones; over 120 boundary buoys and/or signs marking Wildlife Management Areas, and are responsible for > 500 mooring buoys.
Best Practice approaches for boundary development are available (see Resources) to develop effective and accurate marine boundaries and definitions; these can help reduce boundary misunderstandings and possibly litigation.
• Mooring buoys can be excellent management tools, but concerns exist they can negatively impact marine resources by attracting and concentrating boaters, divers or fishermen to one location. Education programs must therefore accompany any mooring buoy program, with monitoring to assess any impacts. • Reference to an identifiable geographic feature can help clarify a boundary location; however, the geographic coordinates will also help enforceability. • An issue with MPA boundaries includes fishers ‘fishing the line’ with resulting edge-effects (i.e. MPA edges being more heavily impacted). • If only a single land-based marker is used, the boundary may be seen to differ depending on which line of sight is viewed. • Haste and inexperience can lead to poor MPA boundaries. Always ground-truth boundaries for accuracy and completeness. • Shorelines may be ambulatory (i.e erode or accrete) so boundaries may be a problem to enforce if they move or are difficult to define.
Sharing assets & responsibility for better field management
An obvious preference of most MPA managers is to have a fleet of reliable, safe, fit for-purpose vessels, which are well maintained and operational. However, sometimes vessel patrols or some marine management tasks are more appropriately shared (e.g. with other governmental agencies or by chartering a vessel from the private sector). The operation and ongoing maintenance of specialised management vessels can pose significant challenges, especially if there are insufficient staff in the agency with the necessary technical capacity, or if the operating funds for ongoing regular operations are limited. Determining whether to purchase expensive assets (e.g. specialised fast patrol vessels for enforcement or a stable working vessel to install facilities such as moorings or no-anchoring markers) should consider the objective of providing the required level of service and its frequency of likely use in the most cost-effective manner. MPA management may also be enhanced by sharing responsibility and information as explained in the Blue Solution on Shared Governance in the GBR. Management may also involve sharing other physical assets than just boats; e.g. shared assets may include operational bases, offices, vehicles and even aircraft.
The Great Barrier Reef Intergovernmental Agreement provides the framework for the federal and State (Queensland) governments to work together for the long-term management of the GBR. GBR staff develop an Annual Business Plan to allocate a budget for purchasing and operating assets; that plan then becomes the first year in a Three Year Rolling Program Plan which is reviewed and updated each year to project expected costs over the next 3 years.
• Experience shows before purchasing a major asset like a specialised vessel there is a need to assess the staff’s capacity to handle the asset throughout its ‘whole life cycle’ (this includes more than just operating the vessel, and should extend from the design, construction and commissioning of the vessel, to its operation, maintenance and modification, and ultimately its replacement/decommissioning). • If your MPA requires specialized equipment like an expensive patrol vessel, consider asking your management partners to share resources (e.g. ‘cross-decking’ ie. having staff from multiple agencies operating together on the one patrol vessel or sharing vessels between agencies). • A prioritised asset replacement schedule is part of a regularly reviewed business strategy (e.g. outboards replaced every 4-5 years; larger vessels replaced every 10-15 years). • Access to big vessels, planes/helicopters is nice, but such resources are not essential for an effective compliance program.
Ecosystem based management: thinking outside the (marine) box
Many issues facing MPAs cannot be effectively addressed by managing the marine realm alone; e.g: • water quality – most water quality issues arise on land • coastal developments, e.g. ports – most are outside the jurisdictional control of an MPA • increasing population growth and recreation – marine management does little to curtail growth or reduce some consequential impacts • climate change – management may build resilience but climate change is a global issue The GBR Marine Park is confined to waters seaward of low water mark so does not include tidal lands/tidal waters; key coastal areas e.g. ports and ‘internal waters’ of Queensland are also excluded (another Blue Solution outlines complementary zoning, irrespective of which jurisdiction applies). An integrated management approach with other agencies extends the management influence outside the Marine Park so that the islands, tidal areas and many activities in the catchments are effectively addressed. For example, the mapping of coastal ecosystems, the identification of key areas within catchments, and working with farmers to minimise their impacts on water quality, are specifically aimed at addressing the land-sea interface and the adjoining coastal lands and waters.
• The GBR legislation [s. 66 (2)(e)] also has provisions to take a broad ecosystem-approach, allowing regulatory controls on specific activities outside the jurisdictional area (e.g. specific Regulations controlling aquaculture up to 5 km inland to address the potential adverse impact of aquaculture discharges on GBR water quality). • Cross-jurisdictional agreements (see Resources) have also assisted the achievement of this broader ecosystem approach.
• Management of the marine realm alone is unlikely to result in effective marine conservation; additional efforts must also be made in parallel e.g. influencing others to better manage the adjoining coastal waters and catchments. • A comprehensive ecosystem-based management (EBM) approach encourages ‘thinking outside the box’ (i.e. think differently, and from a new perspective) and can encompass multi-layered management and planning within the terrestrial and the marine realms, which are both relevant for effective marine conservation. • Such management approaches (e.g. addressing water quality) are best undertaken in partnerships with other agencies, local governments and industries in these adjoining areas. • Many of the current initiatives undertaken by GBRMPA and other agencies are specifically aimed at addressing the land-sea interface and the adjoining coastal lands and waters.
Multi-layered management ‘tools’ (spatial and temporal)
Zoning is only one of many spatial tools used in the Great Barrier Reef. Other spatial layers are depicted in the maps below, showing the same area of the GBR with differing layers overlying the zoning. A range of multi-dimensional management tools (spatial, non-spatial and temporal) are applied, some of which are part of the statutory GBR Zoning Plan, while others are in other statutory documents. Non-spatial management includes bag limits or size limits for fishing, or a wide range of permits; temporal management includes seasonal closures at key fish spawning times or temporary closures for short-term activities like military training. So rather than a single GBR management plan, a comprehensive three-dimensional Management system exists, comprising federal agency plans, State agency plans and other plans (e.g. fisheries management, ports, etc). Today this full suite of management tools comprises a comprehensive management framework, integrated and coordinated across agencies and jurisdictions. However, not every aspect of spatial management is shown in the publicly available zoning maps. Permits (often tied to specific zones or locations within zones) allow a detailed level of site management not possible by zoning alone.
The Intergovernmental Agreement (the IGA, developed in 1979 but updated in various iterations, i.e. in 2009 and 2015), provides the basis for governments to work cooperatively to manage the GBR using multi-layered management tools. Other parts of the GBR legislation provide the statutory ‘head of power’ to enable the various management provisions to be applied in the GBR and to have force in law (see also the Blue Solution titled the Sound Legislative/Governance Framework for the GBR)
• If all these management layers were to exist in a single two-dimensional zoning plan, it would be extremely complex and confusing; however, the publicly available zoning maps show only those management layers that are important for the majority of recreational users. • The State of Queensland ‘mirrored’ the federal zoning in the majority of the adjoining State waters which means there is complementary zoning for virtually all the State and Federal waters across the entire GBR from high water mark out to a maximum distance of 250 km offshore • Other complementary management approaches, both spatial and temporal, operate across these jurisdictional boundaries. They have been developed with differing levels of government and with various industries, stakeholders or community groups, and are designed to provide more effective and integrated protection of the entire GBR and thereby increase the resilience of the GBR to cope with escalating pressures.