Achieving flexible governance for adaptation

Adaptation to climate change is immersed in a series of uncertainties regarding future climate impacts and development trajectories. Therefore, adaptation must proceed under a flexible “learning by doing" approach, integrating flexibility into legal and policy frameworks, and into sequential and iterative decisions that generate short-term strategies in view of the long-term uncertainties. In Goascorán, the lack of regulatory and policy frameworks for the management of shared basins limits the capacity to jointly respond to climate change - and therefore to be flexible and learn. This limitation was remedied by integrating adaptation into various management instruments at the micro-watershed, municipal and national level, and in transboundary agendas between local actors. The effectiveness of these (and other new) frameworks should be evaluated in interim periods, to allow for revisions and adjustments as knowledge about climate change increases; the same is true for EbA measures in the short term. The information that underpins these iterative processes must integrate Western science with local knowledge. In this way, it is possible to be flexible and identify new adaptation options and criteria for its evaluation.

  • A key aspect of governance for adaptation is the institutional and policy frameworks that back or facilitate it, and that confer it flexibility or not. In this sense, it was possible to take advantage of the window of opportunity offered by the updating of the Municipal Environmental Plans (El Salvador) and Municipal Development Plans (Honduras), the preparation of the National Adaptation Plan of Honduras, and the use of the legal figure of “Technical Tables” in El Salvador; all of which consecrate the value of governance for adaptation.
  • It is important to monitor and evaluate any improvements achieved through EbA, in order to use on-the-ground evidence to inform and substantiate changes to legal, policy and management frameworks, and in this way apply a flexible approach to adaptation governance.
Strengthening governance for adaptation

 Within Chiapas rural governance structures, the ejido Assembly is the main social platform where participatory decisions are made regarding natural resources. Ejido land tenure in Mexico is an example of individual and communal tenure co-existing within communities. Communal lands are titled in the name of the community leaders. Ejido Azteca and Alpujaras are partly witin the Tacana Volcano Reserve.

 

With a view to increasing the ejidos adaptive and management capacity main actions undertaken under this solution were:

  • Training on climate change legal and policy frameworks was delivered to ejido leaders and municipalities officers.
  • Development of the Local Strategy for Sustainable Development under Climate Change of La Azteca ejido.
  • Conformation of ejido's Water Committees. 
  • Public presentations on events such as the VII National Congress on Climate Change Research. Leaders shared the benefit of soil conservation practices and forest protection to water security.

 

  • The communities living within the river basin -organized through the ejido assemblies- are strong advocates for the sustainable use of resources/conservation for improving water and food security and ecosystem-based adapation.
  • Technical knowledge and leadership skills are important to inspire the rest of the community and ensure decision making for communal lands in the Assembly with a view of building up resilience.

 

  • With the ejido Assembly making decisions regarding the use of common goods and ecosystem services, governance for adaptation is strengthened. However, there still lacks further organization of the ejido’s social capital and articulation with other organizations, civil associations and the municipality, in order to convert the problems faced by the owners and possessors of forest lands into opportunities.
  • Governance must continue to be strengthened in order to give sustainability to EbA actions, so that their continuity is not dependent on external assistance.
Increasing environmental and social resilience based on forest cover and water

After analysing vulnerabilities and adaptation establishing priorities, the ejido La Azteca and ejido Alpujarras sought to protect the ecosystem services provided by their forests (water capture, biodiversity, soil and fertility structure) aiming to benefit their livelohoods and resilience to climate change.

 

The following EbA measures and actions were implemented to face heavy rains, storms, erosion and to improve ecosystem resilience, soil water retention and water downstream. 

 

1. Protection and restoration of the cloud forest in the Tacaná Volcano Reserve. Specific actions were: 

  • natural regeneration of forest degraded areas
  • reforestation with native species

  • wildfire preventative measures such as firebreaks

  • soil conservation practices
  • surveillance to prevent illegal logging, illegal hunting and extraction of flora and fauna, forest fires, and to detect outbreaks of pests

2. Optimization of agroforestry systems,: 

  • Soil conservation practices (e.g. live fences, terraces and breakwater small natural constructions). Live fences use plant species to divide plots, provide shade and protect againts erosion.
  • introducing forest and fruit species into coffee plantations (shade-grown).

Measures helped to improve and maintain the resilience and integrity of the natural forest.

  • Ejido assemblies, which are important (decision-making) entities of the communities of Chiapas, are key for the implementation, and long-term monitoring and evaluation of EbA measures for climate change adaptation. The Ejido is a land tenure structure in Chiapas, Mexico.
  • The existance of the Payment for Environmental Services scheme which has been operating in Chiapas since 2012, was key to support actions and enable funds for the sustainable management of mountain mesophilic forest and agroforestry systems (~4000 ha).

The main goal of the solution was to improve the resilience of communities and ecosystems towards climate-related impacts. This was achieved by implementing EbA measures in combination with synergizing measures of community-based adaptation, certain CO2 mitigation strategies (such as Payment of Ecosystem Services for the protection of the forest), and the integrated water management of the Cahoacán river basin (were communities are located).

 

One important lesson is that EbA measures cannot be isolated, but need to be taken at a basin or microbasin scale to impact on water related ecosystem services. 

"Action learning" and monitoring to increase capacities and knowledge

An "action learning" approach consisted of training and supporting communities to implement EbA measures. 

 

  • A socio-environmental vulnerability assessment of 2 ejidos (211 families) was carried out in a participatory manner to identify and prioritize EbA measures.
  • Technical support is provided complementing families' traditional knowledge, to ensure that EbA measures contribute to food and water security.
  • Exchanges and trainings are organized for producers, ejido authorities and municipalities on climate change, food security, sustainable forest management and soil conservation.

Furthermore, the solution focused on generating evidence on the benefits of EbA measures on water and food security:

 

  • In collaboration with IUCN and the International Center for Tropical Agriculture (CIAT) household surveys were carried out to study the benefits of the EbA measures or food security.  The joint methodology was also applied in five other countries.
  • A methodology to understand the effectiveness of EbA on water security was developed and was applied in La Azteca and Alpujarras. The methods include: interviews, focus groups and environmental  data collection in the field (e.g. water quality).

 

  • CONAFOR implements the Forests and Climate Change Project in the area since 2012, aimed at reducing the climatic vulnerability of several ejidos through the protection and sustainable use of ejido forests. Due to its complementarity, this project creates enabling conditions for the adoption of EbA measures.
  • For years, IUCN and its partners have advocated for the protection and sustainable use of forests in the Tacaná Volcano basins. Having previously worked with the La Azteca ejido under the Cahoacán Project, they know the local reality well.
  • Maintaining technical support in the area for almost 15 years (since 2004) achieves continuous and joint learning among technical advisors, ejido members and institutions. In this way, problems can be internalized and the vulnerabilities that are identified are resolved as a team. Relying on the "learning by doing" approach fosters processes that are iterative and mutually supportive, and ultimately are conducive to broad, lasting and adaptive learning.
Strengthening governance for adaptation

Within ejido community structures, the ejido assembly acts as a governance platform and is the highest decision-making body. Achieving the approval of the assembly was a key step to initiating and then increasing mangrove restoration efforts in the Conquista Campesina ejido. A community program was developed for the conservation of wetlands and aquatic systems through the voluntary conservation of lands nominated as "ecological easements". Thanks to its work around the mangroves, the ejido’s organization has improved and generated more institutional linkages, both with state and federal entitites. This also opens up opportunities to up-scale adaptation needs to higher levels of government. With this aim of political advocacy, ejido members participated in the VII National Congress on Climate Change Research, sponsored by the recently re-activated Chiapas Climate Change Advisory Council, to present the benefits of EbA as well as proposals for their priorities to be taken into account in the State’s climate change policy. Assisting the ejido’s social organization therefore helped to enhance governance for climate change adaptation from the local to the state level.

  • The support of the ejido assembly favours the implementation and monitoring (M&E) of EbA measures. This is a social reseach with household surveys that is to be applied during rainy and dry season.
  • The National Congress on Climate Change Research, involving the newly re-activated Chiapas Climate Change Advisory Council, offers a window of opportunity for stakeholders, such as the ejidos, to present their needs and proposals related to climate change, before different state entities.
  • The ejido’s organization and the technical support were key for the implementation of restoration and monitoring actions, and also in the adoption of agreements, the up-scaling of EbA, and the accessing of financial resources under federal programs (CONAFOR’s Payment of Environmental Services).
  • Given the mosaic of property regimes that exist on the coast of Chiapas, the best alternatives for protecting coastal ecosystem services and local livelihoods are those derived from conservation mechanisms for which the main driving force is the active participation and empowerment of the users and owners of the natural resources.
Increased environmental and social resilience through mangrove restoration

The ejido Conquista Campesina wanted to restore mangrove forests and the ecosystem services that these provide (biological diversity, water quality, protection against storms) with a view to strengthening its food security and resilience in the face of climate change.

The opening of hydrological channels was first carried out to replenish with water areas damaged by sedimentation; then the collection, translocation and sowing of propagules in the degraded areas was coordinated. Through the ‘payment of laboured days’ as restoration incentives (Payment for Environmental Services), these efforts also achieved economic benefits for the community. While the water open surface was improved in fishing areas, the community was also protecting itself against winds and storm surges in areas used for collecting, fishing and housing. In addition, family gardens (orchards), agroforestry and apiculture were implemented in some plots to diversify the products used by families for self-consumption. These processes provided important means of learning for ejido members, both men and women, who acquired technical knowledge (on mangrove restoration and managing plants in association) and a better understanding of the relationship between climate change, conservation and food security.

  • Ejido Assemblies are very strong institutions within the communities of the State of Chiapas. Their authority and decisions are key to the adoption of any kind of ecosystem management measure. To have the approval of the Assembly is to have the support of the entire community.
  • There is a local payment for environmental services scheme (through concurrent funds and coordinated by Pronatura Sur A.C. and CONAFOR) that supports the restoration, protection and surveillance of mangrove ecosystems (~500 ha overall).
  • The possibility of accessing an economic incentive, in the form of ‘payments for laboured days’, was motivational and an effective means to achieve the restoration of 4.1 ha of mangrove forest in Conquista Campesina.
  • Restoration efforts awoke the interest of ejido members in other opportunities such as the implementation of family gardens (orchards), agroforestry and beekeeping on their plots. These changes (the acquisition of new knowledge and products for self-consumption) turned out to be convincing for families, as they could reduce their dependency on fishing and the mangrove ecosystems.
Achieving ecosystem approach for adaptation

Under an ecosystem-based adaptation approach and a micro-basin vision, efforts in Esquichá focused on improving livelihoods and ecosystem resilience in order to reduce climate change vulnerability. Tropical storms and hurricans such as the Stand affected communities in the past (water infraestructure, erosion or loss of water springs). Applying an ecosystem approach was part of strengthening governance for climate change adaptation in the Esquichá micro-watershed.

 

Measures implemented are: 

  • protection and recovery of forests in water recharge zones. E.g. protection of pine forests (Abies guatemalensis) that harbour water sources that supply populations in the lower part of the micro-basin.
  • Restoration of degraded lands and stabilization of slopes
  • Implementation and optimization of agroforestry systems.

Additionally, there was broad acceptance of the need for a more integrated approach to water resource management, partly due to the water scarcity that communities suffer during the dry season and in the upper parts of the micro-basin. The concept of environmental social responsibility was also promoted among communities, whereby upstream communities take measures that benefit downstream communities. 

 

  • Climate change, and in particular the availability of water, are factors of concern to most micro-watershed stakeholders, which increases their willingness to prioritize actions that favour water recharge zones and disaster risk reduction. In Esquichá, the occurrence of extreme events in previous years had strongly impacted several communities, causing damage to both assets (crops, housing, productive infrastructure) and water resources.
  • In order to proof the effectiveness of implemented EbA measures contributing to the climate change resilience of communities, and thereby building confidence in the strategy adopted, the first step was to promote reforestation in the upper parts of the micro-basin (where water sources are found) or in areas affected by landslides, as well as community work around forestry nurseries. These actions helped to consolidate the concept that forest cover is a "collective insurance" in the face of climate change.
  • Valuing the ecosystem services of the basin helped to see adaptation as a task for all communities, a way to obtain benefits for both the Esquichá micro-basin as well as other communities located further down in the Coatán River basin.
Achieving flexible governance for adaptation

Governance options and responses for adaptation to climate change are new and must be constantly evolving; desicions and governance pklan need to be flexible; hence adaptation must move forward under a flexible approach. This is possible with the application of EbA measures with a "learning by doing" while using best available sicientific information on climate scenarios and informing policy local and national instruments.

 

Climate vulnerability in Esquichá was assessed using the CRiSTAL tool ( “Community-based Risk Screening Tool – Adaptation and Livelihoods.")

 

After a first planing of EbA activities, actions for integrating flexibility were:

 

  • The periodic evaluation of field EbA actions and the adoption of short-term decisions
  • Monitoring and evaluation results will be key to include important adjustments
  • Inclusion of EbA measures in the Microbasin Management Plan
  • Assessment of measures to inform the municipality Development Plan.
  • Informing of results to competent authorities as the municipality of the Forest Institute (INAB). This has lead INAB to seek tools to improve the way incentives are assigned and to identify communities located in key water catchment areas.
  • Political interest in mainstreaming EbA and water security criteria into forest incentives programs has grown.
  • Political interest of the municipality of Tacaná.
  • Tecnical capacity of the municipality of Tacaná.
  • The information must integrate the sciences (physical, biological, economic and social) with traditional and indigenous knowledge.
  • The "action learning" or “learning by doing” approach is a key part of achieving flexibility in adaptation governance. Constant improvements should always be sought and those practices, strategies and policies that contribute to increasing socio-environmental resilience should be appraised. As a result of this approach, members of the Esquichá River Microbasin Council are more aware, on the one hand, of the legal and policy frameworks that facilitate multidimensional governance and the articulation required to address climate change and, on the other, of the need to monitor and evaluate, over time, the benefits that ecosystems bring for adaptation and local livelihoods.
Consolidating inclusive governance for adaptation

 The stakeholders of the Esquichá River micro-watershed face governance challenges for adaptation, such as insufficient coordination between the community, municipal, departmental levels, and the sectors. The Council of the Esquichá River micro-watershed, gathers municipalities, communities, and the Communal Nurseries comissions. A multilevel technical support is provided to ensure sustainability:

  1. With technical support, the Committee has learned about EbA measures and has incorporated them into the micro-watershed Management Plan. Technical assistance has been provided to identify efforts for its implementation and financing (e.g. forestry incentives). This is how the Committee, now with greater organizational capacity, has had an impact on other instances (Municipal and Departmental Councils, INAB) and has achieved the allocation of funds for the EBA measures.
  2. Technical assistance provided on management of communal forest nurseries.
  3. Implementing a gender approach that actively involve women in capacity building and decision making. Women have been trained in communication skills, to improve their leadership abilities (https://www.iucn.org/node/29033).
  4. Support for the Municipality of Tacaná to integrate adaptation measures into the local planning (Municipal Development Plan).
  • Under Guatemala’s System of Development Councils, the Esquichá River Micro-watershed Council is made up of the Community Development Councils of the micro-basin communities, which allow to work in an organized manner and influence higher levels (eg. Municipal Councils).
  • CORNASAM, created in 2004 as a platform for departmental coordination, has allowed for an articulated dialogue between the municipalities of San Marcos, basin organizations and micro-watersheds.
  • Gender approach to actively involve women in decision making and capacity building.
  • The improvement of local women leadership skills, has a long-term impact in the management of natural resources and the social cohesion of communities. Women felt they had a lot to contribute; having taken ownership of these spaces, their confidence to act in other circles also increased. When consulted, women indicated that after gender and communication training, they have “lost the fear of expressing themselves in meetings where there are men," noting that they are aware of their right to participate as key actors in promoting forest restoration in water recharge areas as a climate change adaptation measure.
  • Governance for adaptation must promote open, equitable, respectful, and effective participation, so that planning and decision-making mechanisms are enriched by inclusive participation.
  • The EbA measures implementation builts upon community participation and local leadership. Communities are convened thought their leaders. This approach has greater chance to ensure sustainability in time and replicability of EbA measures.
Securing support of local communities and other stakeholders

 The active contribution from local community and the support of other stakeholders has been a critical element to the success of FHA’s effort to protect Gishwati forest, together with a clear perspective on each players’ responsibilities and duties. Also, this successfully influenced the government to upgrade this forest to a national park. 

In conservation, local community involvement ans support are keys factor for the success. what needed is to organise them and allow them to act

Guiding local community to manage their natural resources by themselves is a strong factor for success. Our approach combines employing local people, supporting local community to protect the forest by themselves, community education and outreach, solving human-wildlife conflicts using conservation agreements and improving local livelihoods through community tourism development.