Integrating EbA into Provincial Climate Change Response Plans
Updating the Provincial Climate Change Response Action Plans (CCRAP) of Quang Binh province and Ha Tinh province for 2016 – 2020 was an important entry point for EbA mainstreaming. This process had been led by Department of Natural Resources and Environment (DONRE) of Quang Binh and of Ha Tinh with technical support from GIZ. The Provincial CCRAP is a legal basis for all coordinated efforts of Quang Binh and Ha Tinh provinces in response to climate change mitigation and adaptation. This CCRAP includes priority projects and programs implemented by different provincial agencies to response to climate changes in Quang Binh and Ha Tinh during the period of 2016 – 2020. Findings and recommendations from the Vulnerability Assessment for Socio-Ecological Systems including recommendations of EbA have been fed into the CCRAP process at both provincial and local levels to create synergies. Expected impacts are to reduce negative impacts of climate changes in Quang Binh and Ha Tinh in the short run and in the long run.
•Sufficient awareness on current and furture climate change impacts among provincial authorities •Willingness to cooperate across sectors and government agencies
oCapacity of provincial officers involved in the CCRAP updating process including DONRE, DPI, DARD was significantly improved but continuous capacity developmenemnt efforts are needed due to staff turnover oEbA has been perceived by provincial policy makers and professional officers as a promising measure to adapt to climate change in Quang Binh and Ha Tinh that has never happened before.
Integrating EbA into the Strategic Environmental Assessment (SEA) process for the revision of the National Land-use Plan for 2016 – 2020
This process had been led by General Department of Land Administration (GDLA), and Department of Appraisal and Environmental Impact Assessment (DAEIA) under Vietnam Environment Administration (VEA) with technical support from GIZ and in collaboration with Institute of Strategy and Policy for Natural Resources and Environment (ISPONRE). This was the first-ever effort had been made in this regard in Vietnam without any precedence. SEA constitutes a frontline tool for mainstreaming a range of sustainability related concerns in so-called ‘strategic’ decisions over the world. This is reflected, for example, in the increasing range of issues that both EIA and SEA have been expected to encompass: from human health and well-being to climate change adaptation. Vietnam has a fairly well institutionalized system of SEA, with the first legislation having been introduced in 2005 and a second generation legal framework being implemented in 2011. Thus SEA is considered as a good opportunity/vehicle to add on EbA topic into the strategic planning process. Expected impacts include an improvement of the regulatory framework for integrating EbA into the SEA process and the planning process in Viet Nam.
•The approval and verification of the COP 21 Paris Agreement at the global and national level have created a good enabling environment for CCA and EbA to find ways into the agenda of GoV •Awareness of policy makers and practitioners on CCA and EbA as a good complementary alternative to hardware solutions has been increasing, partially due to efforts of the GIZ/EbA project, •Political willingness on adaptation is very important to realize political commitments into practice because most of fin
•Integration of EbA into the SEA process is a big challenge due to lack of a sound legal basis and a clear, practical guidance •Recommendations from the SEA process have been taken into consideration into the revision of the National Land-use Plan for 2016 – 2020 so that the revised National Land-use Plan for 2016 – 2020 has become more climate change proven. •In-house training/capacity building on integrating EbA into the SEA process and conducting SEA with Climate Change considerations had been delivered to government officers from GDLA, VEA/MONRE, ISPONRE. •exisiting gap in the SEA regulatory framework, in which there was no clear guidance on how to consider CC and EbA into the SEA process. As a result, MONRE’s leaders agreed to start a legal formulation process for a Circular on Climate Proofing to facilitate adequate considerations of CC, CCA, and EbA into the SEA process.
EbA Capacity Development Strategy and Trainings
Provincial institutions (government officials and training institutions) develop capacities to mainstreaming EbA based on a capacity development strategy (CDS) along 4 dimensions: people, organizations, networks& cooperation, and framework conditions. The CDS and roll out includes the following steps: 1. Capacity&needs assessment of a) target groups on EbA knowledge and learning habits via interviews b) 10 potential training service providers taking into account training experiences of international organizations (IUCN, WWF, UNDP). 2. Elaborating tailor-made training materials on the GIZ “Integrating climate change adaptation into development with a focus on ecosystem-based Adaptation” based on the Harvard Case Method and adapted to the Vietnamese context with IPCC SREX report terminology. 3. Carrying out a test training to come up with an intercultural sensitive didactic concepts and key topics. 4. Conduct ToTs for training service providers to institutionalize the EbA training in the long term. 25 participants from 4 different experienced training service providers in Vietnam were trained. 5. Conduct customized trainings for provincial technical staff by service providers bassed on TOT experiences.
•Increasing need for climate change adaptation in Vietnam in recent years, especially after COP21 •Increasing awareness of of climate change in sector policies, strategies and programming frameworks •Recent national policies and strategies of Vietnam to response to climate change emphasize EbA. •Concrete need of EbA capacity development by policy makers and practitioners in (non)-governmental organizations •Close cooperation of partners stakeholders
•Human Capacity Development measures need to be very practical and topic oriented. The training methodology including case methods offered experience-based learning and allowed to break down the complex issue into tangible steps generated practice-oriented knowledge. •Steady dialogue with other international organizations and the main governmental institutions should be established to benefit from synergies and take up new opportunities •Limitations when establishing a regular training offer on CCA/EbA: lack of a well-funded demand in Vietnamese institutions,experienced trainers barely exist. •Training courses duration not longer than 5 days because of a low commitment of full attendance •Field trips should be integrated as they are valuable learning experience for trainees. •To ensure sustainability training institutions rather than individual freelance trainers have been selected for the ToT training.
Vulnerability Assessments for Socio-ecological Systems
The EbA vulnerability assessments (VA) provide an overview of climate change hotspots and identify priorities for Action at the the macro- (Provincial-level) and micro-level (community or local-scale). The Macro-level VA uses existing information on province’s ecological, social and economic assets and climate change projection and identifies specific “hot spots” that require cloer attention. It enables a province to get a comprehensive overview of climate change issues and identify priorities for action. The micro-level VA focuses on a selection hot-spots and repeats the analysis, applying more conventional bottom-up methods of field work, local data collection and stakeholder participation. The key concept here is VA for Socio-Ecological System (SES) incl. the following: Scoping the provincial context for climate change to identify and prioritize the important issues ; Identification of SES and key economic assets based on economic, social and ecological profiles, and using the expert judgment based on Google Earth to identify different types of land cover, infrastructure and human activities; VA of SES and KEA including assessment of impacts, adaptive capacities, vulnerabilities; Identifying EbA and other Adaptation Options.
-Active support of relevant provincial departments in collecting data, information, field work as well as availability for discussion and consultation with expert team. -Available datasets on digital formats as well as time series for socio-economic sectors, land cover maps, etc.
-Good climate, social, economic, and ecological database in time series is very important to provide scientifically sound assessments and recommendations -Interdisciplinary and inter-department coordination is very important because climate change, climate change adaptation are cross-cutting issues and go beyond mandates of a single department, -Local knowledge and local participation is very important to identify their local climate change problems and propose their locally-tailor made EbA solutions, -Innovation and flexibility in application of EbA vulnerability assessment is a key to success to adapt with existing data and information and local contexts. -Participation of local government officers ensures that findings and recommendations of EbA will be taken up and translated into policy and guidances.
GIZ Vietnam, 2015
Vulnerability Assessments for Socio-ecological Systems
EbA Capacity Development Strategy and Trainings
Integrating EbA into the Strategic Environmental Assessment (SEA) process for the revision of the National Land-use Plan for 2016 – 2020
Integrating EbA into Provincial Climate Change Response Plans
Integrating Climate Change (CC) and Ecosystem Services (ES) into the draft Planning Bill
Bottom Up - Grassroot initiative
Local stakeholders learn to become environmental leaders. They learn about their water reality. When people understand the local problems and their community's responsibility, they can meet and engage with similar groups of stakeholders from other communities across the conflict. The common ground for these cross conflict meetings is the safeguard of the shared watershed and the communities engage in productive meetings to identify solutions. Together they identify projects that speak to the self-interest of both sides. Through this process, the communities gain the capacity to advance solutions even within a turbulent political environment. In most cases, the combination of a strong youth program and outspoken adult leadership creates the political will of mayors and other municipal leaders to get involved.
The local community's leadership needs a respected leader from the local community to provide the best leadership. It is important that a regional project manager with strong project experience mentors the local leader.
Local leadership from the local community is especially important in a conflict situation to secure the trust that the leader acts in the community’s self-interest. Walks in the nature and along shared water bodies provide the best opportunity for communities to understand their water reality. Only when people understand the local problems and their community's responsibility, they can meet other communities. Community members voice an appreciation and need for an organization as EcoPeace to facilitate cross border meetings to ensure that the meetings provide a “safe-place” for the local communities to discuss issues effecting cross-border and neighbor communities. Participants were free to talk about their realities while using constructive means to seek solutions. Meetings and collaboration on environmental issues delivers a capacity to create and sustain strong networks of cross-border communication with long-term impact beyond the cross-border initiative.
Top Down - National and International initiative
Top-Down is the process to create broader political awareness of the issue. It includes advocacy for national and international support. Commonly a concept paper that explains the problem initiates this process with further research to support and document the issues. It is important to appeal to the news media, as their attention is necessary to heighten the political awareness of the issues and to convey the information to the public, resulting in the creation of a broader public demand for action. Media attention mobilizes national and international engagement and can foster domestic and international resource mobilization. In our experience, public opinion plays a decisive role in dictating the political agenda to local leaders as well as national decision makers.
Strong community engagement and public initiatives create the demand for political action. It is important to create an environment in which it is politically safe to discuss the solutions, if the solutions are truly in the national self-interests then politicians will more easily embrace the change and even lead it. Good relations to media and the international community can facilitate government involvement.
In an unsteady political landscape, environmental issues are held hostage, used as pawns in the overarching political conflict and within the framework of the official peace process. In order for the initiatives to produce a real change, a careful balance must be maintained: to achieve the explicit approval of officials without losing momentum to the tedium of politics.
Bottom Up - Grassroot initiative
Top Down - National and International initiative
Bottom Up - Grassroot initiative
Top Down - National and International initiative
Certification as a transboundary protected area
Pasvik-Inari Trilateral Park received EUROPARC certification as a transboundary (TB) area in 2008 and was renewed in 2013. Aims of the certification are to 1) identify priorities for future transboundary work, and 2) raise the national and international profile of the parks and TB area as a whole. Application requirements include a joint long-term vision and guiding rules for future cooperation along with an action plan (see Building Block 3), which are essential for the continued transboundary cooperation. Initial suggestions for the vision and guiding rules were circulated among working group members before the Steering Committee agreed on the final vision: “Pasvik-Inari Trilateral Park is an internationally recognised sustainable nature tourism destination known for its wilderness characteristics and natural, cultural and historical values. Promotion of nature conservation and sustainable nature tourism preserves the core values and contributes to the sound development of the area.” Bilateral and multilateral agreements between Finland, Norway and Russia were also needed for TB certification, which incorporated input from all three countries and were prepared in Finnish and translated to English then to Norweigian and Russian.
Finnish partner Metsähallitus had previously been certified as a nature protection area and had good experience with that certification procedure. The Finnish-Russian Oulanka-Paanajärvi National Park obtained the EUROPARC certificate in 2005, and Finnish staff were in contact with this national park to clarify official procedures for obtaining TB park certification. Russian partners worked intensively with the environmental ministry of Russia to justify the certification and its benefits.
Coordination of collecting the required materials from each partners in three countries was helpful for completing the certification process. Furthermore, the application was completed with the help of a translator during a trilateral meeting. A well-planned timetable is needed in addition to communication with the certifying organisation while completing the application. The application form itself was easy to complete. EUROPARC’s transboundary certification programme has been a good tool for transboundary cooperation, which has been supported by all local partners. Certification and re-certification processes lead to agreed-upon assessments of the strengths and weaknesses of the cooperation compared to other transboundary protected areas. It has also motivated participation in annual meetings of European transboundary parks, where many topics involving transboundary cooperation are shared and discussed.