Vulnerability Analysis

Assessing vulnerability is a crucial step in order to identify the risks and come up with appropriate solution.  Siargao’s revised Siargao Island Protected Landscape and Seascape Plan takes into consideration the geologic hazards, climate change related hazards as well as the hazards brought about by illegal fishing, unregulated cutting of mangroves and other destructive practices. The farming and fishing communities of Siargao Island are highly dependent on available natural resources and coastal villages in particular are exposed to climate related hazards. There is therefore a pressing need for Siargao to develop a comprehensive understanding of the impacts of climate change, both on the environment and on its socio-economic development, as well as measures to manage these impacts. 

 

Understanding the risks  and vulnerabilities is also necessary in identifying the organizations and people who have the technical skills and capability to assist in the identification of adaptation strategies.  Sentro Para sa Ikauunlad ng Katutubong Agham at Teknolohiya (SIKAT), for example, was identified because of their significant experience in community-based coastal resource management and in community-based disaster risk management. 

  • Availability of Siargao Island Protected Landscape and Seascape Plan which takes into consideration the geologic hazards, climate change related hazards as well as the hazards brought about by illegal fishing, unregulated cutting of mangroves and other destructive practices.
  • Participatory Hazard Assessments, Capacity and Vulnerability Assessments, and Climate Change Adaptation planning conducted in coastal communities.

Coastal communities should be involved in vulnerability assessment taking into consideration the differentiated impacts of hazards to men and women fishers.

Strict implementation of fisheries law and ordinances

The municipality of Del Carmen showed that it is serious in the implementation of fisheries law and ordinances when it organized the fish wardens and the People's Organizations (POs) in all its villages.  The local government and the Center for the Development of Indigenous Science and Technology or locally known as SIKAT, a non-government organization and a member of the Locally Managed Marine Area (LMMA) Network,  provide the fish wardens support in form of training, honorarium and provision of supplies.  The fish wardens , in partnership with law enforcers, are instrumental in the apprehension of illegal fishers and illegal mangrove cutters and in significantly lowering down the number fishermen practicing said illegal activities.  The people’s organizations were also trained and deputized by the LGU and were instrumental in the protection of designated protected areas. Sugba Lagoon likewise became a “no-fishing” zone. These efforts helped in slowly restoring the marine resources of Sugba Lagoon, and of Del Carmen.

  • The political will of the local government unit.
  • The campaigns done by both the local government and SIKAT against illegal fishing and illegal mangrove cutting which has been underway for years helped the communities correlate environment conservation and food security.  This knowledge motivated them to cooperate and participate in the people’s organizations for the establishment of the  lagoon eco tourism project.
  • Support in the campaign against illegal fishers and illegal mangrove cutter from the NGOs and people’s organizations.
  • Community members should be consulted and highly involved in the drafting of fishery policies
  • Approved municipal ordinance should be clearly communicated to stakeholders using different communication mediums.
Continuous communication and education

Through community consultations, the LGU  and non-government organizations regularly update the communities on policies and reminds them of the possible impact if the lagoon is degraded.  Dialogue on issues and discussions on solutions happen during these community consultations.  Information,  Education and Communication materials in brochure form are handed out and posters are placed in strategic locations. 

  • Participatory approach through community consultation facilitates the participation of the communities
  • The PO members have been empowered to do consultations with the other community members.
  • Community commitment on resource management and conservation depends on their level of understanding of the actual situation of their environment, ability to recognize the social and economic impacts of degraded resources, and acknowledging that they have the capacity to make their environment better.
Technical support from different sectors and infrastructure support from LGU

To empower the people's organisations, government, NGOs and private entities shard their expertise and provided them technical support. The LGU, government agencies and NGOs trained them to be able to manage their own organisations, practice community based management, and the technical skills on how to manage tourism activities.  SIKAT, an NGO with significant years of experience in community-based coastal resource management program implementation also provided them with training on basic ecology and training and technical support in Marine Protected Area Management.

  • Partnership and good working relationship of LGU with other government agencies, non-government organizations and private entities
  • The ability of the LGU to network also helped them gain support from other government agencies, who provided them with trainings on the different aspects of tourism, and helped build their capacities to manage their organizations.
  • An NGO provided them training on ecology and Marine Protected Area Management to capacitate them in their environment management role
  • Participatory process in the identification of trainings.
  • Capacity building on organizational skills and on environment conservation is as important as the technical trainings on tourism management.
Organized community groups and participatory approaches

The active participation of organized community groups like DECATPOA , a People's Organization (PO) from Caub village where the lagoon is, and BACAMA, a PO composed of fisherfolk is crucial in this community-based venture.  Both POs were registered with the Security and Exchange Commission, were trained and deputized by the LGU to do environmental management, particularly management of marine protected areas. SIKAT, a non-government organization with significant years of experience in community-based coastal resource management trained them on basic ecology and provided them training and support on Marine Protected Area Management. Both POs have clearly defined organizational set-up, system of rules, defined roles and clear objective on sustaining resource management.  

  • That the mayor of Del Carmen is a firm believer of capacitating the communities, has enabled the success of this building block.  He encouraged the creation of and strengthening of people’s organizations in every village.  
  • The members of the POs were willing to be volunteers. Their commitment is invaluable as they invested time and effort even if they were not sure they will earn from the venture. They believed not only in the economic benefits of tourism, but also in the importance of conserving and protecting their environment.

Having a leader who believes in empowering communities makes it easier for the community members to participate in and commit to  community-based ventures.  The spirit of volunteerism should be alive in the community for them to participate even if the economic benefits are not yet realized. 

Undergoing training  on basic ecology and marine protected area management, and being provided wth technical support by SIKAT, helped them gain better appreciation of the different strategies, as well as issues on marine protected area management.

Community welfare

Although the MPA quickly recovered and livelihoods began to improve part of the management plan was to introduce other non-fishing based enterprises in an attempt to achieve a self-sustainable solution. Initially, outside funding had to be sourced to enable this to happen, and various grants were forthcoming. Initially, a tourism business taking advantage of the improvement of coral and biodiversity within the MPA attracted visitors. This produced training opportunities, created steady employment to fishers improving their livelihood and taking pressure off the marine resource. The youth were trained in furniture making from old dhows, honey was produced, sustainably caught fish sold to restaurants, vegetables and crops grown and sold, various aquaculture projects are underway, and the women group have various enterprises including tailoring and a craft shop selling products made from driftwood and natural soaps. A loan scheme allows the members to finance other projects. A portion of the profit goes towards community welfare needs like water, health and sanitation. Beach waste is collected and sold to recycling companies. A school education programme educates the children on the importance of sustainable use of resources, and we provide trips within the MPA. 

The MPA is the heart of our project. The protected breeding ground means improves fishing in the area with a knock-on effect of improved livelihoods. The MPA has become an attraction and visitors bring in much needed funds which go towards employment, training, the running of the organisation and setting up other businesses. While we faced challenges and objection to setting aside the area of the MPA, the results have shown it was worth it.

For conservation to work it needs to be accompanied by tangible alternative opportunities and real improvements in livelihoods. The resource that is being conserved needs to be valuable and important to the local community. All the components have to work in unison and benefit the community. Whilst an LMMA takes time, understanding and patience to set up and establish, it becomes an efficient and productive hub from which other projects can grow. It has multifaceted benefits that can cover both conservation and community welfare. We learned along the way that there is no short cut to community buy-in. In our case, we were working with a subsistence community and even short-term threats to their livelihood meant direct hardship that led to resistance. We learnt that most of the resistance we met was underpinned by a real fear of economic insecurity. Once we understood that the needs of the community were paramount, we could devise relevant and impactful strategies to achieve our conservation goals.

Institutional framework, legal requirements and management

Since KCWA initiated the first MPA in Kenya, the policy that regulates the recognition of a Locally Managed Marine Area was not clear. KCWA engaged other stakeholders like the East African Wildlife Society who helped with legal frameworks and policy advocacy. The recognition of this area under the National Environmental Management Authority (NEMA) secured fishers rights to manage their area and paved the way for the 20 other community projects that have sprung up following the KCWA movement.

This new legislation recognised the fisher’s effort for a collaborative governance model for the management of the marine territory. A 5-year adaptive management plan was drawn up drawing from local knowledge of the area with the help of other strategic partners. Rules and governance of the project were set out in a constitution document.

Original strategic partnerships, both legal and technical in this pilot project required a clear concept of what we wanted to achieve and was vital to get past the implementation stage. Recognition by the relevant Government bodies that the concept of communities managing their resources was the next step in marine conservation created an open, collaborative way forward.

When starting a pilot project choosing the right partners is essential. This provided a challenge in some cases. The agendas of the partners sometimes differed from our vision and often needed to be reviewed and changed. Legalising and managing a new concept often through unchartered territory was time-consuming and required patience. Creating a robust legal foundation along the way was essential to successes in the future.

Marine protected area (MPA)

Community recognition that action was needed to improve dwindling fish stocks was followed by the identification of various stakeholders to help us achieve our goals. Communication, outreach and awareness building programmes were set up and a visit to a similar project in Tanzania went ahead in 2004, and encouraged the community to use local marine resources sustainably.

 

A democratic decision to close an agreed lagoon area was agreed. Legal and policy frameworks were put in place, and the first LMMA in Kenya was approved in 2006 under the National Environmental Management Authority. Following this, a collaborative governance model has emerged under Beach Management Units (BMU's), where fishers and government work together towards sustainable fishing and improved livelihoods. In setting up the MPA, we went through various phases; conceptualisation; inception; implementation; monitoring; management and ongoing adaptive management.

 

 

The realisation by the community that there was a significant crisis looming and a determination to act for the sake of future generations was a crucial factor in the implementation process. Trust and belief in a positive outcome was paramount. Initial funding for alternative enterprises and support from key partners was necessary for technical and advisory capacities. An area was chosen that had good recovery potential with help from a scientist that had previously been monitoring that part of the coast coupled with local knowledge.

From the outset a clear strategy and management plan devised with maximum participation from community members is critical. Listening to the elders within the community creates an essential link between past and present. Targets and goals need to be achievable and clear timelines need to be set and adhered to keep the support of the community. The entire community needs to benefit from the project, and livelihoods need to improve tangibly in order to maintain support and create a sense of ownership that gives the project longevity. A community welfare aspect should be part of the strategy. Awareness, education and sharing of information need to be maintained, and a willingness to an adaptive management approach is vital. Learning from mistakes, sharing knowledge and creating close alliances with other similar organisations helps the project progress quickly. Creating collaborative partnerships and following clear procedures and legislative guidelines strengthen the structure of any entity. Good governance from the outset with a clear constitution that is followed at all times. 

Awareness raising campaigns at local level

Awareness raising campaigns were conducted in each of the 9 cantons. They covered the following elements:

 

  1. field to discuss about FLR and the planning of potential activities
  2. local meetings with 77 villages, to share findings from field visits
  3. radio programs in local languages
  4. exchange sessions with the prefectural director for environment,
  5. design & development of signboards for each village

 

After the participative mapping and inventory findings were shared with the communities by the installation of synoptic tables in the villages themselves, visible and accessible for everyone. This triggered community internal discussions and allowed to identify one or two low-cost restoration options per village to be implemented by the communities themselves under the technical supervision by forest service staff. The continuous information provision via various awareness raising formats and participatory meetings to identify FLR priority options in each of the cantons, led to a high momentum and legitimacy in the communities to engage in restoration.

  • Openness by land users to participate since most are facing severe challenges (e.g. lack of fuel wood, soil degradation) and see a direct benefit in restoration
  • Preparatory visits to restoration hotspots and workshops including agreements with prefectural authorities & traditional chiefs
  • Local NGOs as very trustful partners
  • Successful activities of GIZ in the Mono Delta Transboundary Biosphere Reserve provided convincing arguments to support restoration
  • It is essential but also challenging to define the appropriate group size to reach the maximum of the members of the communities (village or cantonal level)
  • The content of communication products and messages needs to be adapted to the circumstances of each canton
  • The right language for communication is crucial: Early on the decision was made to use the local dialect for a common understanding of all
  • The integration of women in all phases of the process was crucial for its success.
Identification of forest landscape restoration options at subnational level

Results of the participatory mapping and forest inventory allowed to assess forest resources and identify concrete priority options for landscape restoration in 4 zones.

 

Criteria for selecting priority options:

  1. promote the restoration of natural forests, fragile and specific ecosystems,
  2. achieve societal goals and objectives related to the conservation of biodiversity and human well-being,
  3. to be implemented in the framework of existing projects in different land tenure types (protected areas, community or village forests, sacred sites),
  4. limiting the fragmentation of forest areas and maintaining the connection of natural habitats.

 

Restoration options include the following:

 

  1. Densely populated land (forest land, farmland, settlements): forest enrichment, agroforestry, river bank restoration)
  2. Agricultural land: improved community forest management, enrichment of agroforestry systems, buffer zones around water bodies, wood energy forests
  3. Dense forest, shrubland, riparian forests & savannahs: restoration of swampy savanna, riverbanks & community forests, fallow enrichment, improved pasture management
  4. Wetlands, marshes, mangroves, grasslands: wetland & mangrove restoration
  • National strategy for the conservation, restoration and sustainable management of mangroves
  • Forestry Master Plan of the Maritime Region
  • National REDD+ strategy is under development
  • National restoration option assessment methodology (ROAM)
  • Community knowledge of resources
  • A good collaboration between national, regional and prefectural government and CSO representatives.
  • Prioritization was highly participatory involving communities of all 9 cantons, civil society organizations, agricultural extension services and local, regional and national forest administrations
  • Valuing the knowledge of local communities in the process is extremely important and was not done intensively in the past
  • Consideration and respect of the ancestral practices of the communities is key and have to be taking into account; access to sacred forests was only possible by adhering to customary and traditional procedures
  • Knowledge of local languages, traditions and procedures was a key element of success
  • Understanding and close coordination with local authorities was another factor of success